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About
The ServiceNow® Legal Simple Compliance suite provides pre-built legal workflows to submit and manage legal compliance requests. It includes the following applications:
- Legal Conflict of Interest - Manage the disclosure, approval, and registry of conflict of interest that might arise from employees having competing interests or loyalties.
- Gifts and Entertainment Compliance - Manage the disclosure that might arise from employees giving or receiving gifts or entertainment to internal or external parties. This also enables you to comply with company policies.
- Legal Stock Preclearance - Manage stock preclearance requests complying with the company’s stock preclearance policy.
Key Features
- Legal Simple Compliance suite provides pre-built legal workflows to submit and manage legal compliance requests. The suite installs Legal Conflict of Interest, Gifts and Entertainment Compliance, and Legal Stock Preclearance.
- Key features:
- The Legal Conflict of Interest application has the following features:
- Intake form for various conflict types
- Conflict of Interest workflow
- Database of all disclosed conflicts
- The Gifts and Entertainment Compliance application has the following features:
- Simple intake form to disclose giving and receiving gifts
- Configurable gifts policies
- Gifts and entertainment compliance workflow to obtain business and legal approvals
- Database of all reported gifts and entertainment disclosures
- The Legal Stock Preclearance application enables legal staff to:
- Manage employee requests to sell stocks within the open trading window.
- Configure a company’s access persons list, trading window, and trading holidays.